Compliance Specialist

Responsibilities

• Monitor regulatory trends, laws, and policies in the insurance/reinsurance industry and assess their impact on the company’s operations.
• Identify, assess, and manage compliance risks, and implement effective mitigation measures.
• Provide compliance advice and review for new business initiatives, products, and projects.
• Oversee compliance of the company’s daily operations and compliance risk controls.
• Develop, update, and implement compliance policies, procedures, and processes.
• Track and monitor regulatory changes to ensure timely implementation and adherence.
• Prepare and submit accurate and timely internal and external compliance reports.
• Organize compliance training and awareness programs to enhance employees’ compliance awareness and sense of responsibility.
• Manage AML/CTF compliance, including due diligence, monitoring, and reporting.
• Support personal data protection and information security compliance.
• Coordinate with regulators, including inspections, reporting, and remediation.
• Develop the annual compliance plan and report key compliance risks to management.
• Provide compliance support for administrative approval processes.
• Perform other related duties as assigned.

Requirements

• Bachelor’s degree or above in Law; legal qualification preferred.
• Minimum 5–10 years of relevant experience in compliance, legal, risk management, or internal control within the insurance or financial industry.
• Strong understanding of local insurance regulatory frameworks and industry operations.
• Excellent analytical, communication, and stakeholder management skills.
• High ethical standards, independence, and strong risk awareness.
• Proficient in both English and Chinese.